PRUDENTIAL FINANCIAL INC FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders
The Annual Meeting of Shareholders of
was held on
for a vote.
1. The nominees for election to the Board of Directors were elected, each for
a one-year term, based upon the following votes:
Broker Nominee For Against Abstain Non-Votes Gilbert F. Casellas 195,763,773 16,091,646 1,518,929 49,620,087 Robert M. Falzon 204,071,828 7,906,849 1,395,671 49,620,087 Martina Hund-Mejean 200,864,836 10,959,028 1,550,484 49,620,087 Wendy E. Jones 208,273,129 3,619,404 1,481,815 49,620,087 Charles F. Lowrey 196,377,755 15,314,314 1,682,279 49,620,087 Sandra Pianalto 207,906,215 4,036,216 1,431,917 49,620,087 Christine A. Poon 198,957,557 12,932,631 1,484,160 49,620,087 Douglas A. Scovanner 209,091,358 2,670,137 1,612,853 49,620,087 Michael A. Todman 205,287,320 6,545,014 1,542,014 49,620,087
2. The proposal to ratify the appointment of
Company's independent registered public accounting firm was approved based upon
the following votes:
Votes for approval: 250,399,165 Votes against: 11,555,179 Abstentions: 1,040,091 There were no broker non-votes for this item.
3. The proposal to approve, on an advisory basis, the compensation of the
Company's named executive officers was approved based upon the following votes:
Votes for approval: 199,576,841 Votes against: 11,563,462 Abstentions: 2,234,045 Broker non-votes: 49,620,087
4. The shareholders voted, on an advisory basis, to hold future advisory votes
to approve the compensation of the Company's named executive officers as
follows:
Every year: 204,329,435 Every two years: 1,807,413 Every three years: 5,400,514 Abstentions: 1,836,986 Broker non-votes: 49,620,087
The Board of Directors of the Company has adopted a policy providing for an
annual advisory vote to approve the compensation of the Company's named
executive officers. In light of such policy and considering the strong support
for an annual vote as reflected in the above voting results, the Company will
hold future advisory votes to approve the compensation of the Company's named
executive officers annually.
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5. The shareholder proposal regarding an independent board chairman was not
approved based on the following votes:
Votes for approval: 73,860,904 Votes against: 137,444,003 Abstentions: 2,069,441 Broker non-votes: 49,620,987
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Submission of Matters to a Vote of Security Holders – Form 8-K
1Q 2023 Earnings Transcript
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