TRACKSOFT SYSTEMS, INC. FILES (8-K) Disclosing Change in Directors or Principal Officers
| Edgar Online, Inc. |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Appointment of Mr.
On
During the last 10 years,
1. A petition under the Federal bankruptcy laws or any state insolvency law was
filed by or against, or a receiver, fiscal agent or similar officer was appointed by a court for the business or property of such person, or any partnership in which he was a general partner at or within two years before the time of such filing, or any corporation or business association of which he was an executive officer at or within two years before the time of such filing;?
2. Such person was convicted in a criminal proceeding or is a named subject of a
pending criminal proceeding (excluding traffic violations and other minor
offenses);?
3. Such person was the subject of any order, judgment, or decree, not
subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining him from, or otherwise limiting, the following activities:?
i. Acting as a futures commission merchant, introducing broker, commodity
trading advisor, commodity pool operator, floor broker, leverage transaction merchant, any other person regulated by theCommodity Futures Trading Commission , or an associated person of any of the foregoing, or as an investment adviser, underwriter, broker or dealer in securities, or as an affiliated person, director or employee of any investment company, bank, savings and loan association or insurance company, or engaging in or continuing any conduct or practice in connection with such activity;?
ii. Engaging in any type of business practice; or?
iii. Engaging in any activity in connection with the purchase or sale of any
security or commodity or in connection with any violation of Federal or
State securities laws or Federal commodities laws;?
4. Such person was the subject of any order, judgment or decree, not
subsequently reversed, suspended or vacated, of any Federal or State authority barring, suspending or otherwise limiting for more than 60 days the right of such person to engage in any activity described in paragraph (f)(3)(i) of this section, or to be associated with persons engaged in any such activity;?
5. Such person was found by a court of competent jurisdiction in a civil action
or by the Commission to have violated any Federal or State securities law, and the judgment in such civil action or finding by the Commission has not been subsequently reversed, suspended, or vacated;?
6. Such person was found by a court of competent jurisdiction in a civil action
or by theCommodity Futures Trading Commission to have violated any Federal commodities law, and the judgment in such civil action or finding by theCommodity Futures Trading Commission has not been subsequently reversed, suspended or vacated;?
7. Such person was the subject of, or a party to, any Federal or State judicial
or administrative order, judgment, decree, or finding, not subsequently
reversed, suspended or vacated, relating to an alleged violation of:?
i. Any Federal or State securities or commodities law or regulation; or?
ii. Any law or regulation respecting financial institutions or insurance
companies including, but not limited to, a temporary or permanent injunction, order of disgorgement or restitution, civil money penalty or temporary or permanent cease-and-desist order, or removal or prohibition order; or?
iii. Any law or regulation prohibiting mail or wire fraud or fraud in connection
with any business entity; or? 8. Such person was the subject of, or a party to, any sanction or order, not subsequently reversed, suspended or vacated, of any self-regulatory organization (as defined in Section 3(a)(26) of the Exchange Act (15 U.S.C. 78c(a)(26))), any registered entity (as defined in Section 1(a)(29) of the Commodity Exchange Act (7 U.S.C. 1(a)(29))), or any equivalent exchange, association, entity or organization that has disciplinary authority over its members or persons associated with a member.
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Departure of
Departure of Phutthachaksu Muleethed as Secretary
Phutthachaksu Muleethed resigned as Secretary of the Company effective
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