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Advisor News

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News, trends and helpful peer advice for financial advisors.

Top Stories

3 hours ago
Image shows a couple meeting with a financial advisor
Market reports are the basis for objective, data-driven, investment decision-making.

Market reports turn economic trends into a strategic edge for advisors

Market reports usually include pricing pressures and geographic risk factors that turn complex data into practical guidance for retirement planning.

March 3, 2026
Image shows the SEC logo and a pic of Tai Lopez
The SEC is in settlement talks with three defendants it accuses of running a scam.

SEC in ‘active and detailed’ settlement talks with accused scammer Tai Lopez

The Securities and Exchange Commission and three defendants in a civil enforcement case, including prominent social media influencer Taino “Tai” Lopez, say settlement negotiations are heating up.

March 2, 2026
Image shows the cover of a new book from Jamie Hopkins.
A new book from Jamie Hopkins and Bonnie Treichel focuses on retirement planning.

Sketching out the golden years: new book tries to make retirement planning fun

Jamie Hopkins and Bonnie Treichel co-wrote the recently published Your Retirement Sketchbook: 125 Retirement Planning Lessons from Financial Experts.

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Geopolitical instability and risk raise fears of Black Swan scenarios

13 minutes ago

Although Black Swan events are not seen to be immediately likely, these rare, high-impact scenarios are perceived as increasingly plausible and should be considered by executive boards given their potential consequences.

Structured Note Investors Recover $1.28M FINRA Award Against Fidelity

42 minutes ago

Haselkorn& Thibaut wins $1.28 M FINRA award against Fidelity over structured note losses, intensifying its investigation into Vora Wealth Management strategies. PALM BEACH, FL, UNITED STATES, March 3, 2026/ EINPresswire.com/– Haselkorn& Thibaut, a national investment fraud law firm, has announced a FINRA arbitration award totaling over $1.28 million in…

3 hours ago
Image shows a couple meeting with a financial advisor
Market reports are the basis for objective, data-driven, investment decision-making.

Market reports turn economic trends into a strategic edge for advisors

Market reports usually include pricing pressures and geographic risk factors that turn complex data into practical guidance for retirement planning.

March 3, 2026
Image shows the SEC logo and a pic of Tai Lopez
The SEC is in settlement talks with three defendants it accuses of running a scam.

SEC in ‘active and detailed’ settlement talks with accused scammer Tai Lopez

The Securities and Exchange Commission and three defendants in a civil enforcement case, including prominent social media influencer Taino “Tai” Lopez, say settlement negotiations are heating up.

March 2, 2026
Image shows the cover of a new book from Jamie Hopkins.
A new book from Jamie Hopkins and Bonnie Treichel focuses on retirement planning.

Sketching out the golden years: new book tries to make retirement planning fun

Jamie Hopkins and Bonnie Treichel co-wrote the recently published Your Retirement Sketchbook: 125 Retirement Planning Lessons from Financial Experts.

Most women say they are their household’s CFO, Allianz Life survey finds

March 2, 2026

The majority of women now report being the chief financial officer in their household, according to the latest Women Money Power Study from the Allianz Center for the Future of Retirement, part of Allianz Life.

MassMutual reports strong 2025 results

March 2, 2026

MassMutual reported “excellent” financial results for 2025, driven by strong sales, record operating earnings, and growth of its wealth management…

March 1, 2026

The silent retirement savings killer: Bridging the Medicare gap

Understanding the options when retirement comes before Medicare eligibility.

March 1, 2026

LTC: A critical component of retirement planning

As Medicare limitations and cost pressures become more visible, long-term care is increasingly shaping how Americans think about affordability, independence and stability.

February 26, 2026
Image shows the Department of Labor logo
A new DOL independent contractor definition is likely good news for financial services.

DOL proposes new independent contractor rule; industry is ‘encouraged’

The Department of Labor on Thursday unveiled a proposed rule to clarify how businesses and workers determine whether a job qualifies someone as an independent contractor.

February 25, 2026
retirement saving

Trump proposes retirement savings plan for Americans without one

Americans who don’t have access to a 401(k) account through their employer could see that change under a proposal announced by President Donald Trump during his State of the Union address Tuesday night.

Millennials seek trusted financial advice as they build and inherit wealth

February 24, 2026

Equitable published a new study, “PEAK 35TM: Guiding a New Generation of Wealth,”exploring how millennials are both building and inheriting wealth.

NAIFA: Financial professionals are essential to the success of Trump Accounts

February 20, 2026

The National Association of Insurance and Financial Advisors submitted formal comments to the Internal Revenue Service in response to Notice 2025-68 regarding the implementation of Section 530A Trump Accounts.

February 20, 2026

Changes, personalization impacting retirement plans for 2026

The SECURE Act and SECURE 2.0 were the biggest changes the retirement plan industry has seen in a long time.

February 18, 2026
Illustration showing several generations and how they are dealing with retirement planning.

Study asks: How do different generations approach retirement?

A recent study reveals a surprising generational divide in retirement planning and looks at how generations differ in their approach.

February 16, 2026

LTC: A critical component of retirement planning

Long-term care has always been an essential piece of retirement planning discussions.

February 16, 2026

Middle-class households face worsening cost pressures

Middle-class households face worsening cost pressures for the first time since October 2024, according to the American Council of Life Insurers.

February 13, 2026
Photo of woman practicing yoga while there is health food in the foreground.
Less than half of America’s workforce is holistically healthy, as employees battle rising costs and employers balance investing in benefits with broader cost-cutting measures.

Metlife study finds less than half of US workforce holistically healthy

According to MetLife research, less than half of America’s workforce is holistically healthy, as employees battle rising costs and employers balance investing in benefits.

February 13, 2026
Image shows the 5-Minute Finance logo and a couple meeting with an advisor
Advisors have an opportunity to guide clients in using AI for planning.

Invigorating client relationships with AI coaching

Tools that once felt unfamiliar have quietly become a part of daily life. AI is following a similar path.

February 12, 2026
Image shows Tai Lopez
Authorities have charged the leadership of Retail Ecommerce Ventures with orchestrating a massive fraudulent securities scheme.

SEC: Get-rich-quick influencer Tai Lopez was running a Ponzi scam

The SEC alleges that the get-rich-quick investment tips offered by prominent social media influencer Taino “Tai” Lopez were little more than Ponzi-style scams.

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