Spoofing lands TD Securities in SEC hot seat
The Securities and Exchange Commission (SEC) said Monday it filed charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing. © Shutterstock The bank was also charged for failing to supervise the then-head of its U.S. Treasuries trading desk, who allegedly made…
Chief economists on ABA committee make predictions for inflation, rates, and economy
Preliminary Proxy Statement – Form PRE 14A
Advisor News
- Investors worried about outliving assets
- Essential insights a financial advisor needs to grow their practice
- Goldman Sachs survey identifies top threats to insurer investments
- Political turmoil outstrips inflation as Americans’ top financial worry
- What is the average 55-year-old prospect worth to an advisor?
More Advisor NewsAnnuity News
- AM Best Comments on the Credit Ratings of Talcott Financial Group Ltd.’s Subsidiaries Following Announced Reinsurance Transaction With Japan Post Insurance Co., Ltd.
- Globe Life Inc. (NYSE: GL) is a Stock Spotlight on 4/1
- Sammons Financial Group “Goes Digital” in Annuity Transfers
- Somerset Reinsurance Announces the Appointment of Danish Iqbal as CEO
- Majesco Announces Participation in LIMRA 2025: Showcasing Cutting-Edge Innovations in Insurance Technology
More Annuity NewsHealth/Employee Benefits News
- Findings on Managed Care Reported by Investigators at University of Pennsylvania (Awaiting Insurance Coverage: Medicaid Enrollment and Post-acute Care Use After Traumatic Injury): Managed Care
- New Findings on CDC and FDA from Department of Emergency Medicine Summarized (The Long-term Trend of the Affordable Care Act On Health Insurance Marketplace Enrollment): CDC and FDA
- Proxy Statement (Form DEF 14A)
- More than 5M could lose Medicaid coverage if feds impose work requirements
- States try to rein in health insurers’ claim denials, with mixed results
More Health/Employee Benefits NewsLife Insurance News
- SC regulators ‘reviewing’ rehab strategy for Atlantic Coast
- AM Best Comments on the Credit Ratings of Talcott Financial Group Ltd.’s Subsidiaries Following Announced Reinsurance Transaction With Japan Post Insurance Co., Ltd.
- Globe Life Inc. (NYSE: GL) is a Stock Spotlight on 4/1
- 2025 Proxy Statement
- New York Life Appoints Christopher D. Kastner to Board of Directors
More Life Insurance News