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Regulation News

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News coverage of insurance industry and financial advisor regulation.

Top Stories

FACC and DOL enter stipulation to dismiss 2020 guidance lawsuit

April 27, 2026

The Federation of Americans for Consumer Choice has dropped its lawsuit against the Department of Labor after the agency withdrew guidance at the center of the dispute.

More Stories

Norfolk officers accused of retaliation against stepson of Hampton police official, federal lawsuit says

October 31, 2022

Brandon A. Williams, 37, filed the $4.6 million federal lawsuit last month in U.S. District Court in Norfolk, alleging his constitutional rights were violated by a January 2020 trespassing case and a car wreck investigation nine months later. Williams’ interactions with Norfolk police began about 11 p.m. on Jan. 8, 2020, when he stopped his white Mercedes sedan at…

Boston-area defendant charged in nationwide identity theft scheme

October 31, 2022

BOSTON– A former Fall River resident was indicted by a federal grand jury in Boston yesterday in connection with a nationwide conspiracy to open fraudulent driver accounts with rideshare and delivery service companies. Caio Felipe Oliveira Dos Santos, 27, of Brazil, was indicted on one count of conspiracy to commit wire fraud and aggravated identity theft.

Man pleads guilty to conning victims who thought they were investing in ‘Magic Mike’ show

October 31, 2022

LOS ANGELES– A Rhode Island man has pleaded guilty to federal criminal charges, admitting he defrauded investors out of more than $4.2 million in connection with the "Magic Mike Live" stage show in Las Vegas, the Justice Department announced today. From June 2016 to February 2020, Santilli raised funds from victims by soliciting investments in " Aloris Magic Mike…

Maryland woman sentenced 2.5 years in prison for $1M disability benefits fraud

October 31, 2022

The sentence was announced by United States Attorney for the District of Maryland Erek L. Barron; Special Agent in Charge Kim R. Lampkins, U.S. Department of Veterans Affairs Office of Inspector General, Mid-Atlantic Field Office; and Special Agent in Charge Michael McGill of the Social Security Administration- Office of Inspector General, Philadelphia Field…

Former NJ man sentenced to prison for attempting to defraud elderly Oregonian

October 31, 2022

EUGENE, Ore.- A man formerly residing in Newark, New Jersey was sentenced to federal prison today for his role in a scheme to deceive and cheat $1 million from an elderly man residing in Roseburg, Oregon. Once the victim expressed interest in the purported investment opportunity– and produced evidence he had $1 million to invest– Mack introduced him to Mautone, the…

Jury finds Cay Clubs executive guilty in fraud case

October 31, 2022

A federal jury in Miami deliberated for less than a day last week before finding David Schwarz guilty in what was one of the biggest criminal real estate fraud cases in recent decades in the Florida Keys. In 2020, the 11th Circuit Court of Appeals in Atlanta overturned the conviction of Schwarz on charges of conspiracy and bank fraud. Cay Clubs were major players…

Trump Organization faces criminal tax fraud trial over perks

October 31, 2022

—For years, as Donald Trump was soaring from reality TV star to the White House, his real estate empire was bankrolling big perks for some of his most trusted senior executives, including apartments and luxury cars. Now Trump's company, the Trump Organization, is on trial this week for criminal tax fraud— on the hook for what prosecutors say was a 15- year scheme by top…

U.S. Attorney: Michigan real estate schemer indicted for $1.1M in bankruptcy fraud

October 28, 2022

The U.S. Attorney for the Eastern District of Michigan, Dawn N. Ison, issued the following news release on Oct. 27, 2022:. A real estate investor, who was previously charged in a $600,000 wire fraud scheme, has now been indicted for multiple counts of bankruptcy fraud totaling over $1.1 million, United States Attorney Dawn N. Ison announced today.

Federal prosecutor announces task force to target COVID-19 fraud in Idaho

October 28, 2022

U.S. Attorney Josh Hurwit this week announced in a news release the creation of the District of Idaho's COVID-19 Fraud Task Force, made up of "a broad group of law enforcement agencies, with prosecutors who will work jointly to hold accountable criminals who unjustly enriched themselves at the expense of taxpayers by defrauding economic aid programs."

Six defendants charged In $1 million Covid fraud schemes

October 28, 2022

Benton Harbor mother, three adult children, and two others accused of fraudulently obtaining pandemic unemployment insurance benefits and small business loans. GRAND RAPIDS, MICHIGAN- U.S. Attorney Mark Totten announced today that six individuals from Benton Harbor, Michigan, have been indicted by a federal grand jury on charges relating to pandemic fraud…

Public defender appointed for indicted pharma rep who had millions seized in fraud case

October 28, 2022

Oct. 27— A judge Thursday appointed a public defender to represent Michael W. Luehrsen, a former pharmaceutical rep who said he has been unable to afford a lawyer for his upcoming retrial over a health care fraud charge and other counts. In 2020, a magistrate judge issued criminal and civil seizure warrants for Luehrsen's financial accounts and waterfront…

Audit detects unemployment fraud

October 28, 2022

Iowa Workforce Development issued the payments because agency officials were not using or checking systems designed to detect fraud, according to the review State Auditor Rob Sand released Tuesday. Perhaps more than any other government agency, Iowa Workforce Development was inundated during those months as hundreds of thousands of workers lost their…

Obama-era watchdog agency's independence in peril

October 28, 2022

If the conservative-majority justices sustain the ruling, the CFPB may be unable to enforce financial rules or crack down on fraud without Congress stepping in to fund it. McHenry would lead efforts to revamp the CFPB if the GOP takes control of the House in the upcoming midterm elections. "Bringing the CFPB under the appropriations process would make it more…

Iowa father, daughter indicted for tax fraud violations

October 28, 2022

DES MOINES— A federal grand jury in Des Moines returned an indictment on Oct. 18 charging an Ottumwa man and woman with 60 fraud and tax charges. As alleged in the indictment, 47- year-old Thein Maung, and his 20- year-old daughter Phyo Mi conspired to defraud the Internal Revenue Service by preparing and filing hundreds of fraudulent tax returns.

‘Live the high life’: Pennsylvania women among 6 people arrested in pandemic fraud

October 27, 2022

A Chester woman and a Marcus Hook woman were among six people arrested by federal authorities in Pandemic Unemployment Assistance fraud that cost the government about $1 million, United States Attorney for the Eastern District of Pennsylvania Jacqueline C. Romero said Tuesday. Arrested were Wylene Johnson, 41, Chester; Tameka Edmonds, 32, Marcus Hook; and…

Iowa father, daughter duo charged for filing hundreds of false tax returns

October 27, 2022

OTTUMWA, Iowa– An Ottumwa father and daughter duo have been charged for filing false tax returns and fraudulently obtaining unemployment benefit payments on Tuesday. Thein Maung, 47, and Phyo Mi, 20, have been charged with 60 fraud and tax charges. The duo provided tax preparation services out of their family home in Ottumwa to costumers who were primarily…

Brazilian who man stole $6,000 in unemployment assistance to spend 6 months in prison

October 27, 2022

Marcos Antonio De Carvalho Vicente, 61, who has lived in Fall River for 34 years, received unemployment checks after submitting a fraudulent application, though the state Department of Unemployment Assistance stopped payments after they flagged a“ suspected identity issue,” U.S. Attorney Rachael Rollins’ office said. De Carvalho Vicente was charged…

Trump supporters and ‘We Build the Wall’ scam victims testify at NYC fraud trial

October 27, 2022

The testimony came on the second day of Steve Bannon associate Timothy Shea’ s retrial. Nicole Keller, a high school teacher from Texas, was one of more than 350,000 people who donated money to build a wall along the U.S.- Mexico border. Keller said once she read news articles casting doubt on the fund’ s legitimacy, she tried in vain to get her money back from GoFundMe.

Six Philadelphia-area people charged with over $1M in COVID fraud

October 26, 2022

PHILADELPHIA– United States Attorney Jacqueline C. Romero announced that Wylene Johnson, 41, of Chester, PA; Cookie Bundy, 41, of Philadelphia, PA; Hakeem Cooper, 42, of Philadelphia, PA; Louis Barnett, 43, of Philadelphia, PA; Barry Mitchell, 33, of Philadelphia, PA; and Tameka Edmonds, 32, of Marcus Hook, PA; were charged with various Pandemic Unemployment Assistance…

Though wage theft is a crime, few DAs file charges for it

October 26, 2022

It took two shifts to clean the five-story central Los Angeles office building where Edith Lopez worked as a janitor. Then from 5 to 10 p.m. she did the same but Pacific classified her as an independent contractor and paid for those hours with personal checks that left out typical payroll deductions such as income tax or Social Security withholding, she said.

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