Wisconsin releases enforcement actions for June

The Wisconsin Office of the Commissioner of Insurance recently released a list of administrative actions for June.

The actions are issued by OCI when licensing applicants, or licensed individuals or companies have violated Wisconsin insurance statutes or regulations. In some cases, the individual or company denied the stated allegations but consented to the action taken.

Any forfeitures paid are deposited in Wisconsin’s Common School Fund administered by the Board of Commissioners of Public Lands. Earnings from the Fund are distributed to all public K-12 schools in the state and are used by school libraries to purchase materials such as books, newspapers, and computers.

Allegations and Actions Against Agents

Danielle M. Alexander, 121 W Farwell St., Ridgeway, WI 53582, had her application for an insurance license denied. This action was taken based on allegations of having criminal convictions that may be substantially related to insurance marketing type conduct, failing to timely disclose criminal charges and convictions while previously licensed, and violating the terms of previous OCI warning letters.

John Black, Sr., 5103 N Autumn Ln., McFarland, WI 53558, was ordered to pay a forfeiture of $1,000.00. This action was taken based on allegations of failing to timely disclose administrative actions taken by the states of Illinois, Kansas, and Washington; and failing to respond to OCI requests for information.

Ronald L. Cooper, 123 Cartwheel Bnd., Austin, TX 78738, had his public adjuster registration revoked. This action was taken based on allegations of failing to provide surety bond information and failing to respond promptly to inquiries from OCI.

Apryl L. Daniel, 120 W Ave. K, Midlothian, TX 76065, had her insurance license revoked. This action was taken based on submitting a second licensing application with false information during the pendency of an original licensing application.

Alyssa Gadson, 2763 NW 42nd Ave., Coconut Creek, FL 33006, had her insurance license revoked. This action was taken based on allegations of making misleading statements and unsuitable recommendations relating to an insurance policy, failing to notify OCI of changes to her contact information, and failing to respond to OCI.

Gary R. Roth, 5735 W Spencer St., Appleton, WI 54914, agreed to pay a forfeiture of $3,000.00. This action was taken based on allegations of paying consideration to a disciplined person, using information provided by a disciplined person for the purpose of assisting in the sale of insurance, and permitting a disciplined person to be present during the solicitation of the sale of insurance.

Stephen Schmidt, 1850 Mercer Pkwy., Apt. 1202, Farmers Branch, TX 75234, had his public adjuster registration revoked. This action was taken based on allegations of failing to provide surety bond information and failing to respond promptly to inquiries from OCI.

David Test, 10302 Joy Dr., Frisco, TX 75035, was ordered to pay a forfeiture of $1,000.00. This action was taken based on allegations of failing to timely report an administrative action taken by FINRA.

Joseph White, 1000 NW 65th St., Ste. 110, Fort Lauderdale, FL 33309, had his insurance license revoked. This action was taken based on allegations of making misleading statements and unsuitable recommendations regarding a health insurance policy, and failing to respond to OCI.

Damian J. Woods, 1925 S Osprey Dr., Ridgefield, WA 98642, had his application for an insurance license denied. This action was taken based on allegations of failing to disclose criminal convictions and administrative actions taken by the states of California and Pennsylvania on a licensing application.

Allegations and Actions Against Companies

Sanctuary Securities, Inc., 209 S Lasalle St., Chicago, IL 60604, had its application for an insurance license denied. This action was taken based on allegations of having a history of administrative actions taken by numerous states.