SEC Obtains Final Judgment Against Advisor Who Defrauded Investors of Millions
The SEC obtained a final judgment in a U.S. District Court last week against a Connecticut- based investment advisor who defrauded investors of more than $4 million, capping a multi-year saga that landed the advisor a prison sentence totaling more than three years.. The Commission originally filed a complaint against Booth in September 2019, shortly before…
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