Congressional Research Service Report: 'Death of Justice Ruth Bader Ginsburg: Procedural Issues on an Eight-Justice Court'
On
The
Instead,
A
The
The
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Contents:
Introduction ... 1
* Quorum Requirements ... 3
* The Court with Fewer Than Nine Justices ... 4
* Legal Consequences of an Equally Divided Court ... 5
The Term Ahead ... 8
Conclusion ... 10
Contacts:
Author Information ... 10
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Introduction
On
Article II of the
In a statement issued shortly after
Prior to the death of Justice
The
Thus, it is likely that the Term will at least begin with only eight Justices. This report provides an overview of the
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Article III of the
Although the
The first
The Court's size varied during the 19th century,/15 shrinking to five Justices with the passage of the Judiciary Act of 1801/16 and growing to as many as 10 Justices after the enactment of the Judiciary Act of 1863./17
In 1869,
In contrast to the federal courts of appeals, which often decide cases with three-judge panels, the
Quorum Requirements
While the
If the Court is scheduled to hold a session, but a quorum of Justices is not present, the Court may announce that it will not meet until there is a quorum./23
These procedures differ depending on a case's procedural history. While the majority of cases before the
If the
Upon remittance to the appellate court, the court hears the case, sitting en banc or with a panel of three senior circuit judges, and renders a "final and conclusive" decision./28
In all other cases where a quorum is lacking,
Such an order has no precedential value./30
The Court with Fewer Than Nine Justices
A common reason a Justice might be unavailable to participate in a Court proceeding, leading to the Court hearing cases with fewer than nine Justices presiding, is if the Justice determines a recusal is necessary because he or she has a personal or financial interest in the case./31
During more recent terms, another reason for recusal has been when a new Justice refrains from hearing appeals from the court upon which he or she formerly served, such as when
Similarly, recusals may occur due to a Justice's former governmental position, such as Justice
Still, recusals are somewhat infrequent./34
Prior to
Because
And, as noted, with the arrival of new Justices Gorsuch and Kavanaugh, who were recused from a number of cases, there continued to be eight-Justice cases decided during the 2017 Term (six cases/42 with one resulting in a 4-4 split vote/43), the 2018 Term (eight cases/44), and the recently concluded 2019 Term (two cases/45).
Legal Consequences of an Equally Divided Court
A
In the absence of a full Court, when the quorum of Justices is evenly divided (i.e., 4-4 or 3-3), the
In such a case, the lower court's judgment stands, but the
For the Court, "no affirmative action can be had in a case where the judges are equally divided in opinion as to the judgment to be rendered or order to be made."/48
Second, in lieu of issuing a summary affirmance of the lower court opinion, the Court could instead order reargument of the case./49
The Court possesses inherent authority to order reargument sua sponte (i.e., of its own volition),/50 and has exercised this authority after identifying additional issues for consideration or determining that more time is needed to resolve a case./51
The Court has also ordered reargument in instances where the Court is equally divided, and holding the case over for reargument could allow a new Justice to cast the deciding vote to create a majority opinion./52
For example, the abrupt resignation of Justice
When several cases that were heard during the 1969 Term resulted in an equally divided Court, the Court "reschedul[ed] an inordinate number of cases for reargument during the 1970 term."/54
Similarly, upon
An interesting scenario occurred in the recent case Carpenter v. Murphy (later renamed Sharp v. Murphy), a case for which
Murphy was argued during the 2018 Term before eight Justices, but the Term ended without an opinion in the case;/57 commentators surmised that the eight Justices had split 4-4./58
Murphy was then restored to the calendar for reargument during the 2019 Term./59
However, the Court then granted certiorari in another case during the 2019 Term that raised a similar question--McGirt v. Oklahoma--in which all nine Justices could participate./60
Murphy was then summarily "affirmed for the reasons stated in McGirt."/62
Even short vacancies on the Court have resulted in reargument in closely divided cases. For example, at least one case that was originally argued before an eight-
And, in 2005, the Court on its own initiative provided for reargument in three cases that had originally been argued between the death of
It is also not unprecedented for the Court to order reargument following the installment of new Justices even if there is not an equal division among the sitting Justices. Following the retirements of Justices
After the confirmations of Justices
Ultimately, the Court heard reargument in both cases on
In addition, as evident from the recently concluded
And the Court routinely decides cases without oral argument when "further briefs and oral arguments would not materially assist in [the] disposition of the case"/70 (i.e., when it issues summary reversals)./71
Finally, even if the Court chooses to issue a summary affirmance as the result of an equally divided Court, the petitioner (i.e., the party that initially asked the Court to hear the case) can request that the Court rehear the matter./72
In the context of a summary affirmance resulting from an equally divided Court, the petitioner, who sought to have the lower court's ruling reversed, may seek rehearing of the matter. Despite this option's availability, as one commentator has noted, "the
The infrequency with which petitions for rehearing are granted is likely due to the fact that the Court engages in a thorough consideration of each case prior to issuing a decision, making it unlikely that reargument of a case would change the outcome of even a closely divided Court./75
This principle generally adheres even when there is a change in the Court's composition, as rehearing will not be granted "except by a majority of the Court, at the instance of a Justice who concurred in the judgment or decision."/76
Put another way, only if a Justice who agreed with the underlying decision now decides rehearing is appropriate, and if a Court majority agrees with that decision, will rehearing be granted upon request. As a result, the Court generally will grant a petition for rehearing only in "exceptional situations" when the Court has "substantial doubts as to the correctness as to what it has decided, or where the unanticipated consequences of the Court's decision are clearly explained only in the rehearing petition."/77
As such, while an unsuccessful petitioner could theoretically petition the Court for a rehearing in anticipation of a Court with a changed composition, the "more likely" vehicle for rehearing, when the Court is equally divided among its Justices, is for the Court to order a rehearing sua sponte.
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The Term Ahead
The combination of
All of the cases scheduled for argument in
Scheduled for November are some arguably higher-profile cases, including a case involving
Finally, the December argument calendar includes two cases of particular interest to
And the consolidated argument in Collins v. Mnuchin/86 involves whether the
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Conclusion
While the
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Footnotes:
1 Press Release,
2 For a discussion of the President's selection of
3
4
5 CRS Report R44778, Judge
6 See
7 After the
8 See
9 See
10
11 Press Release,
12 See
13 See WRIGHT & MILLER, 16B FED. PRAC. & PROC.JURIS.
14 See Act of
15 See
16 See Act of
17 See Act of
18 See Act of
19 See 28 U.S.C. Sec. 1 ("
20 See WRIGHT & MILLER, supra note 13, Sec. 4001. Single Justices are empowered to act on incidental matters when authorized by law. See SUP. CT. R. 22. Often applications addressed to a single Justice are for stays of execution in death penalty cases or more mundane matters such as extensions of time for filing documents with the Court. See 22401 MOORE'S FEDERAL PRACTICE--CIVIL Sec. 401.03; see also Locks v. Commanding Gen.,
21 28 U.S.C. Sec. 1 ("
22 See Fed.
23 SUP. CT. R. 4.2 ("Six Members of the Court constitute a quorum. In the absence of a quorum on any day appointed for holding a session of the Court, the Justices attending--or if no Justice is present, the Clerk or a Deputy Clerk--may announce that the Court will not meet until there is a quorum." (citing 28 U.S.C. Sec. 1)).
24 28 U.S.C. Sec. 2109 ("If a case brought to the
25 For example, during the 2019 Term, of the Court's 66 merit cases that were released with signed opinions, summary reversals, or summary affirmances by an equally divided court, 54 (82%) were appeals from the
26 See, e.g., 28 U.S.C. Sec. 2284(a) (authorizing a district court of three judges when an action is filed "challenging the constitutionality of the apportionment of congressional districts or the apportionment of any statewide legislative body"); see also 52 U.S.C. Sec.Sec. 10101, 10304, 10306, 10504, 10701 (authorizing three-judge panels for various voting rights violations); 42 U.S.C. Sec. 2000a-5(b) (authorizing civil action before a three-judge panel by the Attorney General on finding a pattern or practice of civil rights violations with regard to public accommodations); id. Sec. 2000e-6 (authorizing a civil action before a three-judge panel by the Attorney General on finding a pattern or practice of civil rights violations with regard to discrimination in employment); 26 U.S.C. Sec.Sec. 9010-9011 (authorizing three-judge panels for cases respecting certain campaign finance violations); see generally 28 U.S.C. Sec. 1253 (authorizing direct appeal to the
27 28 U.S.C. Sec. 2109.
28 Id.
29 Id.
30 Id.
31 22-401
32 For example, after he was appointed to the
33
34 For example, in 2015, there were four recusals: Alito (two), Kagan (one), Sotomayor (one); in 2016, there were four: Kagan (two), Roberts (one), Sotomayor (one); in 2017, there were seven: Gorsuch (three), Kagan (three), Kennedy (one); in 2018, there were eight: all Kavanaugh; in 2019, there were four: Gorsuch (one), Kagan (one), Kavanaugh (one), Sotomayor (one).
35 See Stat Pack Archive, SCOTUSBLOG, https://www.scotusblog.com/reference/stat-pack/ (reporting one eight-Justice case in 2015; two eight-Justice cases in 2014; five eight-Justice cases in 2013; six eight-Justice cases in 2012; and seven eight-Justice cases in 2011).
36 See
37 See id. at 7. The cases were: Dollar
38 See
39 See
40 See id. The cases were: Life Techs. Corp. v.
41 See
42 See
43 See
44 See
45 See
46 See GRESSMAN, supra note 22, at 6.
47 Id.
48 See Durant v.
49 The term reargument is often used interchangeably with the term rehearing. See
50 See id. at 930-32.
51 See, e.g., Kiobel v.
52 See GRESSMAN, supra note 22, at 816. In cases where the presence of a new Justice makes a majority decision possible, the traditional practice has been for the incoming Justice not to participate in consideration of whether to order reargument, but to take part in the consideration and judgment of a case subsequent to such an order. Id. For a compilation of rearguments and 4-4 affirmances arising from a vacancy on the
53 See Members of the
54 See The
55 See, e.g.,
847 (1988); Ross v. Oklahoma,
56 Sharp v. Murphy, 140 S. Ct. 2412 (2020).
57 See CRS Legal Sidebar LSB10527, This Land Is Whose Land? The McGirt v. Oklahoma Decision and Considerations for
58 See id.
59 See id.
60 Id.
61 McGirt v. Oklahoma, 140 S. Ct. 2452 (2020).
62 Murphy, 140 S. Ct. at 2412.
63 See Bray v.
64 See Garcetti v. Ceballos,
65 See Roe v. Wade,
66 See
67 Id. at 141.
68 See Roe,
69 Press Release,
70
71 See
72 See SUP. CT. R. 44.
73 Id.
74 See GRESSMAN, supra note 22, at 814.
75 Id. at 815 ("Since decisions on the merits generally follow full briefing and oral argument, at which the case is thoroughly explored, a rehearing attempt by the losing party to present the same arguments anew, even in an improved fashion, has hardly any chance of success.").
76 See SUP. CT. R. 44.1.
77 See GRESSMAN, supra note 22, at 817.
78 See Press Release, supra note 11.
79 Press Release,
80
81 Rutledge v. Pharm. Care Mgmt. Ass'n, cert. granted, 140 S. Ct. 812 (2020) (No. 18-540, 2020 Term).
82 Pereida v. Barr, cert. granted, 140 S. Ct. 680 (2019) (No. 19-438, 2020 Term). Pereida is scheduled for argument on
83 Fulton v. Philadelphia, 140 S. Ct. 1104 (2020) (No. 19-123, 2020 Term).
84 California v. Texas, cert. granted, 140 S. Ct. 1262 (2020) (No. 19-840, 2020 Term); Texas v. California, cert. granted, 140 S. Ct. 1262 (2020) (No. 19-1019, 2020 Term). The consolidated argument is scheduled for argument on
85 Dep't of Justice v. House Comm. on the Judiciary, cert. granted, No. 19-1328, 2020 WL 3578680 (
86 Collins v. Mnuchin, cert. granted, No. 19-422, 2020 WL 3865248 (
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View the text of the full report at https://crsreports.congress.gov/product/pdf/R/R46550
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