Metlife, Cape Cod Advisor Caught in Massachusetts’ Crosshairs
Secretary of the Commonwealth of Massachusetts William Galvin announced two separate actions Wednesday against Metlife, which failed to make pension payments to retirees the firm presumed dead, and Francis Weller Jr., a Cape Cod investment advisor who ran a scheme with Stifel, Nicolaus& Company and one of the firm’ s brokers. Galvin ordered Metlife to pay a fine…
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