FERC Issues Order Issuing New License re Appalachian Power Company’s Winfield Hydroelectric Project Under P-1290
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Project No. 1290-012
ORDER ISSUING NEW LICENSE
(
INTRODUCTION
1. On
BACKGROUND
2. The Commission issued the original license for the project on
3. On
4. An Environmental Assessment (EA) was prepared by Commission staff and issued on
PROJECT DESCRIPTION
A. Existing Corps Facilities and Operation
5. The Corps'
B. Project Facilities
7.
C. Project Operation
8. Operation of the
9. In its relicense application, Appalachian explains that, for the
D. Proposed Project Facilities and Operation
10. Appalachian does not propose any new project facilities and is not proposing any changes to the current operation described above for the
E. Proposed Environmental Measures
11. In addition to the operational measures described above, Appalachian proposes to: (1) implement an avian protection plan to protect migratory birds from electrocution and collision with power lines and substations at each of its holdings; (2) install portable restrooms and trash receptacles at the project's recreation area; and (3) implement an historic properties management plan (HPMP).
F. Project Boundary
12. As currently licensed, the project boundary for the
13. The existing
14. As noted above, Appalachian's relicense application proposes to remove the transmission lines from the project boundary. TRANSMISSION LINES
15. This section addresses whether the transmission lines and the Winfield substation are project works or facilities and thus must be licensed.
16. Although the 5.7-mile-long and 3.7-mile-long transmission lines were included in the 1936 original license and the 1983 relicense as the project's primary transmission lines, Appalachian is now proposing to remove them from the license because they are no longer the project's primary transmission lines. Appalachian explains that the lines are now part of Appalachian's distribution system. 17. Appalachian completed a transmission line corridor study for relicensing to determine which powerlines associated with the Winfield and
18. Appalachian describes the Winfield substation as a multi-use facility that would exist and be used by Appalachian even if the powerhouse did not exist. Appalachian explains that the Winfield substation steps up the output of the project's three turbine-generator units from 4 kV to 69 kV using one, three phase, 30-megavolt-ampere transformer. In addition to stepping up the project's power for connection to the grid, the substation serves as a switching station for the two transmission lines. Appalachian states that only the portion of the Winfield substation that steps up the project's power from 4 kV to 69 kV is part of the
SUMMARY OF LICENSE REQUIREMENTS
19. To ensure the uninterrupted navigational operations of the Corps' dam and associated facilities, the license requires project operation consistent with a new Memorandum of Agreement (MOA) and operating agreement between Appalachian and the Corps. The license requires the project to be operated in run-of-river mode and requires an operation and compliance monitoring plan to ensure that Appalachian meets these requirements.
20. To enhance the recreational user's experience, the license requires Appalachian to develop and implement a recreation plan to include the addition of trash and restroom facilities at the tailrace fishing area and to document maintenance and operation of the existing parking area, paths, stairs, and tailrace fishing pier.
21. To protect birds from mortality due to electrocution and collision at the project substation or related electrical structures, this license requires Appalachian to develop and implement an avian protection plan.
22. To protect cultural resources, the license requires Appalachian to prepare and implement an HPMP for the project.
WATER QUALITY CERTIFICATION
23. Under section 401(a)(1) of the Clean Water Act (CWA), the Commission may not issue a license authorizing the construction or operation of a hydroelectric project unless the state water quality certifying agency either has issued a water quality certification (WQC) for the project or has waived certification by failing to act on a request for certification within a reasonable period of time, not to exceed one year. Section 401(d) of the CWA provides that the certification shall become a condition of any federal license that authorizes construction or operation of the project.
24. On
25. Condition 1 requires Appalachian to install and maintain portable restrooms and trash receptacles at the Winfield fishing access site, and provide parking at the site. Condition 2 requires Appalachian to operate the Winfield project in a "run-of-the-river" mode. This condition specifically prohibits peaking at the
COASTAL ZONE MANAGEMENT ACT
26. Under section 307(c)(3)(A) of the Coastal Zone Management Act (CZMA), the Commission cannot issue a license for a project within or affecting a state's coastal zone unless the state CZMA agency concurs with the license applicant's certification of consistency with the state's CZMA program, or the agency's concurrence is conclusively presumed by its failure to act within 6 months of its receipt of the applicant's certification.
27. The
SECTION 18 FISHWAY PRESCRIPTIONS
28. Section 18 of the FPA provides that the Commission shall require the construction, maintenance, and operation by a licensee of such fishways as may be prescribed by the Secretary of the Interior or the Secretary of Commerce, as appropriate. No fishway prescriptions or reservations of authority were filed under section 18 of the FPA.
THREATENED AND ENDANGERED SPECIES
29. Section 7(a)(2) of the Endangered Species Act requires federal agencies to ensure their actions are not likely to jeopardize the continued existence of federally listed threatened and endangered species, or result in the destruction or adverse modification of their designated critical habitat.
30. There are 10 federally listed species with the potential to occur in the project area:
31. In the EA, staff determined that Appalachian's maintenance activities along the transmission line have the potential to reduce habitat value of existing forested resources and aquatic habitat and that trimming or removal of trees along the right of way could impact suitable habitat for roosting bats. Staff therefore recommended a vegetation maintenance plan that would specify maintenance practices that would minimize effects on wetlands, forests, and wildlife including potential habitat for listed plants and wildlife.
32. Although suitable habitat for listed mussels was likely no longer available in the project area, staff concluded in the EA that operating the project in a run-of-river mode with project-related fluctuations in the Corps' impoundments limited to 0.2 foot would continue to maintain the current amount of wetted habitat benefiting any endangered mussels that occur in the project area. Article 401 requires that the project operate in a run-of-river mode which would ensure maintenance of mussel habitat.
33. Staff concluded that with its recommended measures, relicensing the
34. However, as this order determines that the transmission lines between the Winfield substation and the
NATIONAL HISTORIC PRESERVATION ACT
35. Under section 106 of the National Historic Preservation Act (NHPA) and its implementing regulations, federal agencies must take into account the effect of any proposed undertaking on properties listed or eligible for listing in the
36. The West Virginia SHPO stated that the Winfield dam was considered eligible for inclusion in the
RECOMMENDATIONS OF FEDERAL AND STATE FISH AND WILDLIFE AGENCIES PURSUANT TO SECTION 10(j) OF THE FPA
38. Section 10(j)(1) of the FPA requires the Commission, when issuing a license, to include conditions based on recommendations submitted by federal and state fish and wildlife agencies pursuant to the Fish and Wildlife Coordination Act, to "adequately and equitably protect, mitigate damages to, and enhance fish and wildlife (including related spawning grounds and habitat)" affected by the project.
39. In response to the
SECTION 10(a)(1) OF THE FPA
40. Section 10(a)(1) of the FPA requires that any project for which the Commission issues a license shall be best adapted to a comprehensive plan for improving or developing a waterway or waterways for the use or benefit of interstate or foreign commerce; for the improvement and utilization of waterpower development; for the adequate protection, mitigation, and enhancement of fish and wildlife; and for other beneficial public uses including irrigation, flood control, water supply, recreation, and other purposes.
A. West Virginia DNR Recommendations
41. West Virginia DNR made two recommendations under section 10(j) that are not specific measures to protect, mitigate damages to, or enhance fish and wildlife. Consequently, these recommendations are not considered under section 10(j) of the FPA. Instead, these recommendations are considered under the broad public-interest standard of section of 10(a)(1) of the FPA. 1. Fish Habitat Improvement Plan
42. To mitigate for the anticipated loss of fishery resources due to entrainment, West Virginia DNR recommended that Appalachian implement a fish habitat improvement plan in collaboration with the West Virginia DNR. West Virginia DNR recommends that the plan include the deployment of structures in the project area targeted at fish reproduction and protection of young-of-the-year fish to increase recruitment and fish survival. The plan would focus on in-stream habitat improvements designed to promote increased spawning, nursery habitat, and bank stabilization. West Virginia DNR states that the monetary value of fish lost over the anticipated 50-year life of a license would be much higher than the anticipated cost of the habitat structures.
43. Staff determined that although the operation of the project would entrain some fish, the majority of the fish involved would likely consist of young fish composed of highly prolific species that have the ability to compensate for losses. Furthermore, there is no evidence suggesting that entrainment is negatively affecting fish populations in the project area. For these reasons, the license does not adopt this recommendation.
2. Recreation Plan
44. Appalachian proposed in its final license application to provide portable restrooms and trash receptacles at the
45. In the EA, staff recommended that a recreation plan be developed for the project that included Appalachian's proposed measures, a timeline for installing the new facilities, and a maintenance schedule. License Article 404 requires Appalachian to develop the recreation plan.
B. Project Operation and Compliance Monitoring Plan
46. Appalachian proposes to operate the project in a run-of-river mode. However, Appalachian did not specify how it would document compliance with run-of-river operation or how it would coordinate its operation with the Corps.
47. Commission licenses for non-federal projects at Corps' dams require the licensee to develop an operating plan and an MOA with the Corps. The operating plan describes the mode of hydropower operation, impoundment flow diversion, and regulation requirements for the Corps' projects, and integration of operation of the hydroelectric facility in the Corps' emergency action plan. The MOA describes the detailed operation of the project acceptable to the Corps and any restrictions needed to protect the purposes of the Corps' projects for navigation.
48. In addition, in the EA, staff recommended that Appalachian develop an operation and compliance monitoring plan in consultation with the West Virginia DNR and the Corps, and enter into a new operating MOA with the Corps as described above. Article 402 requires Appalachian to develop and implement an operation compliance monitoring plan to describe how Appalachian would comply with the operational requirements of the license.
C. Avian Protection Plan
49. As raptors and other large-bodied birds would be expected to use project lands for foraging, roosting, and possibly nesting, the project substation has the potential to result in mortality to these species from electrocution or collision.
50. Appalachian's parent company, AEP, is a member of the Avian Power Line Interaction Committee (APLIC) and is finalizing an avian protection plan for all of its holdings to address potential bird mortality issues associated with electric utility facilities. Appalachian proposes to implement AEP's avian protection plan for the
51. In the EA, staff found that because the project was located on a major river with forested riparian and upland habitats, it is likely that raptors and other large-bodied birds would occur during the year for foraging, roosting, and possibly nesting and thus be at a risk for collision or electrocution. To address this potential risk, staff recommended that Appalachian develop and implement a site-specific avian protection plan. Such a plan would be developed in consultation with relevant resource agencies, and would rely upon the continued training of Appalachian staff to identify and report avian mortality due to electrocution or collision with the project's electrical facilities that are included in this new license. Through this process, if avian electrocution or collision is routinely documented and expected to continue due to the existing design of electrical facilities, then site-specific measures and practices to reduce bird mortality following APLIC guidelines could be implemented, including modifications to structures. Article 403 requires the avian protection plan.
ADMINISTRATIVE PROVISIONS
A. Annual Charges
52. The Commission collects annual charges from licensees for administration of the FPA. Article 201 provides for the collection of funds for administration of the FPA and use of a government dam. As noted, the
B. Exhibit F and G Drawings
53. The Commission requires licensees to file sets of approved project drawings on microfilm and in electronic file format. Article 202 requires the filing of these drawings.
C. Amortization Reserve
54. The Commission requires that for new major licenses, non-municipal licensees must set up and maintain an amortization reserve account upon the effective date of the license. Article 203 requires the establishment of the account.
D. Headwater Benefits
55. Some projects directly benefit from headwater improvements that were constructed by other licensees,
E. Use and Occupancy of Project Lands and Waters
56. Requiring a licensee to obtain prior Commission approval for every use or occupancy of project land would be unduly burdensome. Therefore, Article 406 allows the licensee to grant permission, without prior Commission approval, for the use and occupancy of project lands for such minor activities as landscape planting. Such uses must be consistent with the purposes of protecting and enhancing the scenic, recreational, and environmental values of the project.
F. Conditions for Projects at Corps' Dams
57. Pursuant to a 2011 Memorandum of Understanding between the Commission and the
G. Project Modifications
58. Article 301 requires the licensee to file with the Commission's D2SI-
STATE AND FEDERAL COMPREHENSIVE PLANS
59. Section 10(a)(2)(A) of the FPA requires the Commission to consider the extent to which a project is consistent with federal or state comprehensive plans for improving, developing, or conserving a waterway or waterways affected by the project. Under section 10(a)(2)(A), Commission staff identified and reviewed seven comprehensive plans that are relevant to the
APPLICANT'S PLANS AND CAPABILITIES
60. In accordance with sections 10(a)(2)(C) and 15(a) of the FPA, Commission staff evaluated Appalachian's record as a licensee in these areas: (A) conservation efforts; (B) compliance history and ability to comply with the new license; (C) safe management, operation, and maintenance of the project; (D) ability to provide efficient and reliable electric service; (E) need for power; (F) transmission services; (G) cost effectiveness of plans; and (H) actions affecting the public. I accept the staff's finding in each of the following areas.
A. Conservation Efforts
61. Section 10(a)(2)(C) of the FPA requires the Commission to consider the extent of electricity consumption efficiency improvement programs in the case of license applicants primarily engaged in the generation or sale of electric power, like Appalachian. Appalachian is a subsidiary of AEP, which is one of the largest investor-owned utilities in
62. In 2006, Appalachian initiated an internet service through which residential and business customers can find ways to conserve energy. Residential customers can use the site to estimate energy use costs, estimate what appliances cost to operate, and learn how much can be saved by switching to compact fluorescent bulbs. Conservation tips for hot weather and other seasons are provided. Business customers who visit the site are provided with a calculator that will provide estimates of energy costs based on customer inputs. These services provide a comparison platform to give the differences between current use and various scenarios. Appalachian's site is promoted in its customer's bills.
63. In 2010, the Public Service Commission of
B. Compliance History and Ability to Comply with the New License
64. Based on a review of Appalachian's compliance with the terms and conditions of the existing license, staff finds that Appalachian's overall record of making timely filings and compliance with its license is satisfactory. Therefore, staff believes that Appalachian can satisfy the conditions of a new license.
C. Safe Management, Operation, and Maintenance of the Project
65. Staff has reviewed Appalachian's management, operation, and maintenance of the
D. Ability to Provide Efficient and Reliable Electric Service
66. Staff has reviewed Appalachian's plans and its ability to operate and maintain the project in a manner most likely to provide efficient and reliable electric service. Staff's review indicates that Appalachian continuously monitors headwater and tailwater levels and takes generating units on-line and off-line as required to utilize available flow for generation. Appalachian employs a preventive maintenance program to increase reliability and efficiency of the mechanical and electrical components of the system. Staff concludes that Appalachian is capable of operating the project to provide efficient and reliable electric service in the future.
67. Appalachian operates the
68. Internal peak demand forecasts are based on the
69.
F. Transmission Services
70. Power from the Winfield generating units is transmitted across a short jumper from the powerhouse to the adjacent multi-use Winfield substation (a project facility), which acts as an isolation and switching point for transmission and distribution. As discussed above, this license order finds that there are no primary transmission lines for this project. Appalachian is not proposing any changes to the transmission facilities licensed in this order.
G. Cost Effectiveness of Plans
71. While Appalachian has no plans for modifying the project's generation facilities, it does propose some minor recreation facility enhancements. Based on Appalachian's record as an existing licensee, staff concludes that these plans are likely to be carried out in a cost-effective manner.
H. Actions Affecting the Public
72. Appalachian provided extensive opportunity for public involvement in the development of its application for a new license for the
PROJECT ECONOMICS
73. In determining whether to issue a new license for an existing hydroelectric project, the Commission considers a number of public interest factors, including the economic benefits of project power. Under the Commission's approach to evaluating the economics of hydropower projects, as articulated in
74. In applying this analysis to the
75. As proposed by Appalachian, the levelized annual cost of operating the
77. In considering public interest factors, the Commission takes into account that hydroelectric projects offer unique operational benefits to the electric utility system (ancillary service benefits). These benefits include the ability to help maintain the stability of a power system by quickly adjusting power output to respond to rapid changes in system load; and to respond rapidly to a major utility system or regional blackout by providing a source of power to help restart fossil-fuel based generating stations and put them back on line.
COMPREHENSIVE DEVELOPMENT
78. Sections 4(e) and 10(a)(1) of the FPA require the Commission to give equal consideration to the purposes of power development and energy conservation, the protection, mitigation of damage to, and enhancement of fish and wildlife, the protection of recreational opportunities, and the preservation of other aspects of environmental quality. Any license issued shall reflect the Commission's judgment of what is the best comprehensive plan for improving or developing a waterway or waterways for all beneficial public uses. The decision to license this project, and the terms and conditions included herein, reflect such consideration.
79. The EA for the project contains background information, analysis of effects, and support for related license articles. Based on the record of this proceeding, including the EA and the comments thereon, licensing the
80. Based on our independent review and evaluation of the project, recommendations from the resource agencies and other stakeholders, and the no-action alternative, as documented in the EA, I have selected the proposed
81. I selected this alternative because: (1) issuance of a new license will serve to maintain a beneficial, dependable, and an inexpensive source of electric energy; (2) the required environmental measures will protect and enhance fish and wildlife resources, water quality, recreational resources, and historic properties; and (3) the 14.76 MW of electric capacity comes from a renewable resource that does not contribute to atmospheric pollution.
LICENSE TERM
82. Section 15(e) of the FPA provides that any new license issued shall be for a term that the Commission determines to be in the public interest, but not less than 30 years or more than 50 years. It is Commission policy to issue a 50-year license for a project located at a federal dam. Accordingly, I will issue this license for a term of 50 years.
The Director orders:
(A) This license is issued to Appalachian (licensee), for a period of 50 years, effective
(B) The project consists of:
(1) All lands, to the extent of the licensee's interests in these lands, enclosed by the project boundary shown by Exhibit G filed
Click here to view table: http://elibrary.ferc.gov/idmws/common/opennat.asp?fileID=13450478
(2) Project works consisting of: (a) a forebay area protected by a 410-foot-long log boom; (b) screened intake structures; (c) a concrete powerhouse containing three turbine-generator units with a total installed capacity of 14.76 MW; (d) a tailrace 410 feet long; (e) a substation containing a generator step-up bank of one three-phase transformer and two auxiliary transformers; and (f) appurtenant facilities.
The project works generally described above are more specifically shown and described by those portions of Exhibits A and F shown below:
Exhibit A: Pages A-1 through A-9 of the license application filed
Exhibit F: The following Exhibit F drawings filed on
Click here to view table: http://elibrary.ferc.gov/idmws/common/opennat.asp?fileID=13450478
(3) All of the structures, fixtures, equipment or facilities used to operate or maintain the project and located within the project boundary, all portable property that may be employed in connection with the project, and all riparian or other rights that are necessary or appropriate in the operation or maintenance of the project.
(C) The Exhibits A, F, and G described above are approved and made part of the license.
(D) This license is subject to the conditions submitted by the West Virginia DEP under section 401(a)(1) of the Clean Water Act, 33 U.S.C. section 1341(a)(1) (2012), as those conditions are set forth in Appendix A to this order.
(E) This license is also subject to the articles set forth in Form L-5 (
Article 201. Annual Charges. The licensee shall pay
(a) reimbursing
(b) recompensing
Article 202. Exhibit Drawings. Within 45 days of the effective date of the license, the licensee shall file the approved exhibit drawings in aperture card and electronic file formats.
(a) Four sets of the approved exhibit drawings shall be reproduced on silver or gelatin 35mm microfilm. All microfilm shall be mounted on type D (3-1/4" X 7-3/8") aperture cards. Prior to microfilming, the FERC Project-Drawing Number (i.e., P-1290-1001 through P-1290-1011) shall be shown in the margin below the title block of the approved drawing. After mounting, the FERC Drawing Number shall be typed on the upper right corner of each aperture card. Additionally, the Project Number, FERC Exhibit (i.e., F-1, G-1, etc.), Drawing Title, and date of this license shall be typed on the upper left corner of each aperture card.
Two of the sets of aperture cards along with form FERC-587 shall be filed with the Secretary of the Commission, ATTN: OEP/DHAC. The third set shall be filed with the
Branch of Lands (ES-930)
Form FERC-587 is available through the Commission's website at the following http://www.ferc.gov/docs-filing/forms/form-587/form-587.pdf. If the form cannot be downloaded from the Internet, a hard copy may be obtained by mailing a request to the Secretary of the Commission.
(b) The licensee shall file two separate sets of exhibit drawings in electronic raster format with the Secretary of the Commission, ATTN: OEP/DHAC. A third set shall be filed with the
IMAGERY - black & white raster file
FILE TYPE - Tagged Image File Format (TIFF),
RESOLUTION - 300 dpi desired (200 dpi min)
DRAWING SIZE FORMAT - 24" X 36" (min), 28" X 40" (max)
FILE SIZE - less than 1 MB desired
Each Exhibit G drawing that includes the project boundary must contain a minimum of three known reference points (i.e., latitude and longitude coordinates, or state plane coordinates). The points must be arranged in a triangular format for GIS geo-referencing the project boundary drawing to the polygon data, and must be based on a standard map coordinate system. The spatial reference for the drawing (i.e., map projection, map datum, and units of measurement) must be identified on the drawing and each reference point must be labeled. In addition, each project boundary drawing must be stamped by a registered land surveyor.
(c) The licensee shall file two separate sets of the project boundary data in a geo-referenced electronic file format (such as ArcView shape files, GeoMedia files, MapInfo files, or a similar GIS format) with the Secretary of the Commission, ATTN: OEP/DHAC. The filing shall include both polygon data and all reference points shown on the individual project boundary drawings. An electronic boundary polygon data file(s) is required for each project development. Depending on the electronic file format, the polygon and point data can be included in single files with multiple layers. The geo-referenced electronic boundary data file must be positionally accurate to a40 feet in order to comply with National Map Accuracy Standards for maps at a 1:24,000 scale. The file name(s) shall include: FERC Project Number, data description, date of this license, and file extension in the following format [P-1290, boundary polygon/or point data, MM-DD-YYYY.SHP]. The filing must be accompanied by a separate text file describing the spatial reference for the geo-referenced data: map projection used (i.e., UTM, State Plane, Decimal Degrees, etc), the map datum (i.e., North American 27, North American 83, etc.), and the units of measurement (i.e., feet, meters, miles, etc.). The text file name shall include: FERC Project Number, data description, date of this license, and file extension in the following format [P-1290, project boundary metadata, MM-DD-YYYY.TXT].
In addition, for those projects that occupy federal lands, a separate geo-referenced polygon file(s) is required that identifies transmission line acreage and non-transmission line acreage affecting federal lands for the purpose of meeting the requirements of 18 C.F.R. section 11.2. The file(s) must also identify each federal owner (e.g., BLM,
Article 203. Amortization Reserve. Pursuant to section 10(d) of the Federal Power Act, a specified reasonable rate of return upon the net investment in the project shall be used for determining surplus earnings of the project for the establishment and maintenance of amortization reserves. The licensee shall set aside in a project amortization reserve account at the end of each fiscal year one half of the project surplus earnings, if any, in excess of the specified rate of return per annum on the net investment. To the extent that there is a deficiency of project earnings below the specified rate of return per annum for any fiscal year, the licensee shall deduct the amount of that deficiency from the amount of any surplus earnings subsequently accumulated, until absorbed. The licensee shall set aside one-half of the remaining surplus earnings, if any, cumulatively computed, in the project amortization reserve account. The licensee shall maintain the amounts established in the project amortization reserve account until further order of the Commission.
The specified reasonable rate of return used in computing amortization reserves shall be calculated annually based on current capital ratios developed from an average of 13 monthly balances of amounts properly included in the licensee's long-term debt and proprietary capital accounts as listed in the Commission's Uniform System of Accounts. The cost rate for such ratios shall be the weighted average cost of long-term debt and preferred stock for the year, and the cost of common equity shall be the interest rate on 10-year government bonds (reported as the
Article 204. Headwater Benefits. If the licensee's project was directly benefited by the construction work of another licensee, a permittee, or
Article 301. Project Modification Resulting From Environmental Requirements. Any permanent or temporary modification which may affect the project works or operations shall be coordinated with the
Article 302. Agreement with
Article 303. Periodic and Continuous Inspections by the
Article 304. Operating Plan. Within six months of the effective date of the license, the licensee shall file, for Commission approval, an operating plan that has been approved by the Corps, which describes (a) the designed mode of hydropower operation, (b) impoundment flow diversion and regulation requirements for operation of the Corps' project during construction, as established by the Corps, and (c) integration of the operation of the hydroelectric facility into the Corps' Emergency Action Plan. In addition, the licensee, prior to start of power plant operation, shall enter into an operating Memorandum of Agreement (MOA) with the Corps describing the detailed operation of the powerhouse acceptable to the Corps. The MOA shall specify any restrictions needed to protect the primary purposes of the Corps' project. The Division of Dam Safety and
Article 305. No Claim. The licensee shall have no claim under this license against
Article 306.
Article 401. Run-of-River Operation. Beginning with the effective date of the license, the licensee shall operate the
Run-of-river operation may be temporarily modified if required by operating emergencies beyond the control of the licensee, and for short periods upon mutual agreement among the licensee, the Corps, the
Article 402. Operation Compliance Monitoring Plan. Within six months of the effective date of the license, the licensee shall file with the Commission, for approval, an operation compliance monitoring plan that describes how the licensee will comply with the operational requirements of this license.
The plan shall include, but not necessarily be limited to, the following:
(a) provisions to monitor compliance with the operational requirements of the license, including implementing the operating plan required by Article 304 and operating the project in a run-of-river mode as required by Article 401;
(b) a description of the steps the licensee will take to ensure run-of-river operation continues during planned and emergency shutdowns;
(c) a description of all gages or recording devices that will be used to monitor operation compliance;
(d) the method of calibration of each gage and/or measuring device;
(e) the frequency of recording for each gage and/or measuring device;
(f) procedures for recording, maintaining, and reporting the monitoring data to the Commission;
(g) a provision to maintain a log of project operation; and
(h) a schedule of reporting project compliance/non-compliance during normal operation and in the event of an emergency.
The licensee shall prepare the plan after consultation with the
The Commission reserves the right to require changes to the plan. Upon Commission approval, the licensee shall implement the plan, including any changes required by the Commission.
Article 403. Avian Protection Plan. Within six months of the effective date of the license, the licensee shall file for Commission approval, an avian protection plan. The purpose of this plan is to minimize the potential for bird collisions or electrocution with the project substation.
The avian protection plan shall include: (1) training of the licensee's staff to adequately identify and document instances of avian mortality due to electrocution by or collision with the project's electrical facilities; (2) a framework for reporting avian mortality to the relevant resource agencies; and (3) provisions for the development and implementation of site-specific measures and practices to reduce bird mortality, as necessary, including modifications to structures or line arrangement in accordance with the following raptor protection guidelines: (1) Avian Protection Plan Guidelines: A Joint Document prepared by the
The plan shall be prepared after consultation with the
The Commission reserves the right to require changes to the plan. Implementation of the plan shall not begin until the licensee is notified by the Commission that the plan is approved. Upon Commission approval, the licensee shall implement the plan, including any changes required by the Commission.
Article 404. Recreation Plan. Within 6 months of the effective date of the license, the licensee shall file a recreation plan for Commission approval. The plan shall include, but not necessarily be limited to, the following: (1) a schedule for installing restroom and trashcan facilities; (2) a schedule for maintenance of the new and existing facilities; (3) a provision to operate and maintain the facilities over the term of the license; and (4) a discussion of how the needs of the disabled were considered in the planning and design of the facilities.
The licensee shall prepare the plan after consultation with the
The Commission reserves the right to require changes to the plan. Implementation of the plan shall not begin until the licensee is notified by the Commission that the plan is approved. Upon Commission approval, the licensee shall implement the plan according to the approved schedule, including any changes required by the Commission.
Article 405. Programmatic Agreement and Historic Properties Management Plan. Beginning with the effective date of the license, the licensee shall implement the "Programmatic Agreement Between the
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