S.E.C. Tells Brokers To Work For Clients, But Don’t Skip The Fine Print
When you go to the doctor, there’ s an expectation that she will act in your best interest. You don’ t expect to be prescribed costly pills because the office is getting a commission from the drug company, when a healthier diet will do the trick. The changes made by the Securities and Exchange Commission on Wednesday are voluminous— one rule change alone takes up 771…
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