FINRA Bars Rep Tor Failing To Disclose $100M In EB-5 Investments
A FINRA hearing panel barred a registered representative, Jim Seol, for participating in private securities transactions, engaging in undisclosed outside business activities, and for making misrepresentations to his employer in compliance questionnaires. According to the hearing panel decision, Seol formed WRCI in September 2011 to market U.S….
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