Clayton Says There Is No Timetable For Best Interest Rule
Robert Colby, chief legal officer at FINRA, said the self-regulatory organization was paying close attention to the rulemaking, and would wait to see what role, if any, FINRA will have in its enforcement.“ We saw referred to FINRA 472 times, but who’ s counting? Taking on the theme of operation efficiency in regulation, Merri Jo Gillette, the deputy general councel of…
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