Prestigious list recognizes top financial advisers specializing in defined contribution (DC) plans
“John has gained a high level of success managing DC retirement plans by working closely with clients, analyzing their unique challenges, and delivering sound financial solutions that stand the test of time,” said
The FT 401 is comprised of elite advisers from 41 states. Honorees in this year’s list averaged 18 years of experience advising DC plans and
Financial advisers from across the broker-dealer and RIA channels applied for consideration, with the applicants graded on seven criteria:
- DC assets under management
- Growth rate in DC plan business
- Specialization in DC business
- Years of experience advising DC plans
- Industry certifications
- Participation rate in DC plans advised
- Compliance record
Currently in its second year, the FT 401 list is produced independently by the FT in collaboration with Ignites Research, a subsidiary of the publication that provides business intelligence on asset management.
Recognition from rating services or publications is no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance of results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluations.
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