Derivative Path Expands Team Adding New Chief Compliance Officer – Enhancing Advisory Capabilities for Financial Institutions
PR Web |
Derivative Path (http://www.derivativepath.com), a
Katherine, who has more than 20 years of capital markets compliance and regulatory experience, was most recently at
"Katherine's addition to the Derivative Path team represents our strong commitment to assisting financial institutions participating in the derivatives business. Katherine brings a deep understanding of how Dodd-Frank has changed the OTC derivatives business and is uniquely positioned to assist our clients create a compliance regime within their own institutions to help follow all the new rules and continue to be responsive to their own business opportunities and risk management needs," said
Katherine is a thought leader with extensive regulatory/compliance expertise across various capital markets products including derivatives, investment adviser and broker/dealer rules. In past roles, she has held various positions including working as a regulator and as a FINRA arbitrator. She holds a Bachelor's degree from the
"Derivative Path has quickly made a name for itself in the OTC derivatives advisory space around the country. The substantial resources being allocated to help our clients through investments in technology and personnel are making it possible for our clients to continue to use derivatives to manage risks and grow revenues." said
About
Derivative Path is a
The company is led by industry veterans who have worked in the derivatives/capital markets business for some of the world's largest banks. The sales and execution team has led derivative sales efforts for several major banks. They have assisted numerous financial institutions in creating derivatives hedging business opportunities, setting up back-to-back swap programs and working with respective capital markets and commercial lending groups.
The company's technology team has years of experience in leading the technology, trading and product development effort at some of the world's largest financial institutions. Derivative Path will be ensuring that key aspects of its clients' trading operations will be automated, and that the tasks necessary from a trade servicing standpoint will be accomplished by a rules and workflow based engine that can mitigate manual and/or spreadsheet-based errors.
Press Contact:
E: znagelberg(at)derivativepath(dot)com
T: 415 992 8200
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