AST Taps Ellen McCarthy as Chief Risk and Compliance Officer, North America
Proquest LLC |
According to a company release, McCarthy will be based in AST's headquarters in
"We are very pleased to have Ellen join the company," said
As Chief Risk and Compliance Officer, the company noted, McCarthy will be responsible for ensuring that all areas of the company meet compliance responsibilities and applicable laws and regulations. Her focus will include working with management to identify and implement enhancements related to the management and monitoring of risk and compliance related functions.
McCarthy joins AST with over 20 years of experience in legal, risk management and compliance leadership roles. Prior to joining AST, she served as Senior Counsel with the
AST and its affiliates are providers of registry services and technology to financial market participants.
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