|Targeted News Service|
Standards for Covered Clearing Agencies
A Proposed Rule by the
Dates: Submit comments on or before
Entry Type: Proposed Rule
Action: Proposed rule.
Document Citation: 79 FR 29507
Page: 29507 -29617 (111 pages) CFR: 17 CFR 240
Agency/Docket Numbers: Release No. 34-71699
File No. S7-03-14
Document Number: R1-2014-05806
Shorter URL: https://federalregister.gov/a/R1-2014-05806
Submit comments on or before
Comments may be submitted by any of the following methods: Electronic Comments
Use the Commission's Internet comment form (http://www.sec.gov/rules/proposed.shtml); or
Send an email to [email protected]. Please include File Number S7-03-14 on the subject line; or
Use the Federal eRulemaking Portal (http://www.regulations.gov). Follow the instructions for submitting comments.
Send paper comments to Kevin M. O'Neill, Deputy Secretary,
To help us process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/proposed.shtml).
Comments are also available for Web site viewing and printing in the
FOR FURTHER INFORMATION CONTACT:
The Commission proposes to amend Rule 17Ad-22 to add new Rule 17Ad-22(e) to establish requirements for risk management, operations, and governance of registered clearing agencies that meet the definition of a "covered clearing agency." Covered clearing agencies would include registered clearing agencies that (i) have been designated as systemically important by the